2022.12.27

LAWSUIT FOR INFRINGEMENT OF PATENT RIGHT REGARDING "DISPLAY FOR USE IN PLC"

PATENT

LAWSUIT FOR INFRINGEMENT OF PATENT RIGHT REGARDING "DISPLAY FOR USE IN PLC"

1. Outline
  The subject case is a patent right infringement lawsuit filed by JTEKT Corporation, the patentee (hereinafter, referred to as "the Plaintiff"), against Mitsubishi Electric Corporation (hereinafter, referred to as "the Defendant"), arguing that a display etc. for displaying a ladder circuit in a PLC (programmable logic controller) device manufactured and sold by the Defendant infringes Japanese Patent No. 3700528 etc.
  Although there are some issues in the subject case, in this newsletter we explain about whether an act of manufacturing, selling, etc. the Defendant's product constitutes indirect infringement of the patent right of Japanese Patent No. 3700528 (Issue 1-2).
  The case is summarized in time series as follows:

September 22, 2015: Filing of the patent right infringement lawsuit
(Osaka District Court Case No. 2015(wa)8974; hereinafter, referred to as “the first-instance case”)
July 29, 2016: Filing of a trial for correction for Japanese Patent No. 3700528 by the Plaintiff (Correction Trial No. 2016-390101)
October 27, 2016: Trial decision for Correction Trial No. 2016-390101 to permit the correction
November 22, 2018: Filing of a patent invalidation trial against Japanese Patent No. 3700528 by the Defendant (Invalidation Trial No. 2018-800131)
December 13, 2018: First-instance decision to recognize the indirect infringement by Defendant's product 3 (described below) under Article 101, paragraph (2) of the Patent Act), followed by filing of an appeal by both the Plaintiff and the Defendant (Intellectual Property High Court Case No. 2019(ne)10007; hereinafter, referred to as "the second-instance case")
March 30, 2020: Trial decision for Invalidation Trial No. 2018-800131 (to conclude that the request for trial is groundless, while accepting the Plaintiff’s request for correction)
A lawsuit for revocation of the trial decision was filed by the Defendant, but was decided to be dismissed on October 12, 2021
August 8, 2022: Second-instance decision to recognize the indirect infringement by the Defendant’s product 3 (described below) under Article 101, paragraph (2) of the Patent Act.

2. Regarding Claim of Japanese Patent No. 3700528
  Japanese Patent No. 3700528 includes only Claim 1. This claim was corrected for the first time based on the trial for correction (Correction Trial No. 2016-390101) and for the second time based on the request for correction in the trial for patent invalidation (Invalidation Trial No. 2018-800131).
  The claim after the first correction is as follows (corrected portions are indicated by underlines and strike-out lines).

[Claim 1] (Corrected Invention 1)
A display for use in a programmable controller that controls a control object such as a machine, a device, and a facility, comprising:
  a program for monitoring occurrence of an abnormal phenomenon of the control object;
  a means for displaying, when occurrence of an abnormal phenomenon is monitored in the program, an abnormality type corresponding to the monitored abnormal phenomenon;
  a means touch panel for designating, by touching, a name of abnormality related to one abnormality type among one or more abnormality types displayed; and
  a means for displaying, when the abnormality type is designated by the touching, a ladder circuit that monitored the occurrence of the abnormal phenomenon corresponding to the designated abnormality type,
  wherein the means for displaying the ladder circuit includes the touch panel for designating, by touching, any of input/output components of the displayed ladder circuit, and a means for, when an input component of the displayed ladder circuit is designated by the touching, searching for and displaying a ladder circuit for which the designated input component is an output component, and when an output component of the displayed ladder circuit is designated by the touching, searching for and displaying a ladder circuit for which the designated output component is an input component.

  The claim after the second correction is as follows (corrected portions are indicated by underlines).

[Claim 1] (Corrected Invention 2)
  A display for use in a programmable controller that controls a control object such as a machine, a device, and a facility, comprising:
  a program for monitoring occurrence of an abnormal phenomenon of the control object, the program recognizing, in response to the occurrence of the abnormal phenomenon, that data on a corresponding address of the programmable controller has changed,
  a means for displaying, when occurrence of an abnormal phenomenon is monitored in the program, an abnormality type corresponding to the monitored abnormal phenomenon;
  a touch panel for designating, by touching, a name of abnormality related to one abnormality type among one or more abnormality types displayed; and
  a means for displaying, when the abnormality type is designated by the touching, a ladder circuit that monitored the occurrence of the abnormal phenomenon corresponding to the designated abnormality type,
  wherein the means for displaying the ladder circuit includes the touch panel for designating, by touching, any of input/output components of the displayed ladder circuit, and a means for, when an input component of the displayed ladder circuit is designated by the touching, searching for and displaying a ladder circuit for which the designated input component is an output component, and when an output component of the displayed ladder circuit is designated by the touching, searching for and displaying a ladder circuit for which the designated output component is an input component.

 
Fig. 8 of the subject patent

3. Regarding Defendant's Product
(1) Defendant's Display A
  The Defendant's display A is a display for a PLC (GOT1000 series etc.), and is an operating device for displaying a state of a PLC etc. which controls a machine in a facility such as a plant, and transmits instruction signal to the PLC etc.

(2) Defendant's Product 3
  The Defendant's product 3 is an integrated software for screen creation exclusively for the Defendant's display A. A user installs the Defendant's product 3 on a PC, and using software "GT Designer 3" contained therein, creates project data for the Defendant's display A with the PC. The Defendant's product 3 includes OSs (basic function OS and extended/optional function OS) for the Defendant's display A, and other software.
  The Plaintiff argued that the act of manufacturing, selling, etc. of the Defendant's display A and the Defendant's product 3 constitutes direct infringement and indirect infringement of the patent right based on Japanese Patent No. 3700528.

4. Regarding Court's Judgment
  In the first-instance decision the court denied the direct infringement by the Defendant's display A and the Defendant's product 3, because each of the Defendant's display A and the Defendant's product 3 would not work at all unless the user installs the OSs on the Defendant's display A using the Defendant's product 3.
  On the other hand, regarding the Defendant's product 3, a function named "one-touch ladder jump function" exists, and the court recognized that such a function corresponds to the configuration of the last paragraph of Corrected Invention 1:

"wherein the means for displaying the ladder circuit includes the touch panel for designating, by touching, any of input/output components of the displayed ladder circuit, and a means for, when an input component of the displayed ladder circuit is designated by the touching, searching for and displaying a ladder circuit for which the designated input component is an output component, and when an output component of the displayed ladder circuit is designated by the touching, searching for and displaying a ladder circuit for which the designated output component is an input component."

The court further recognized that, when a part of the Defendant's product 3, such as a ladder monitor function, is installed on the Defendant's display A, the Defendant's display A becomes capable of providing the ladder monitor function etc., and thus pertains to the technical scope of Corrected Invention 1 as described above. Therefore, the court recognized that the Defendant's product 3 is "what is essential for solving the problem" for above-described Corrected Invention 1.
  Tokyo District Court Case No. 2011(wa) 19435 (decision made on August 28, 2013) presents the following interpretation: "it is reasonable to understand that a feature component etc. which constitutes a unique configuration etc. characterizing a characteristic technical means newly disclosed by the invention as a method for solving the problem of conventional techniques falls under 'what is essential for solving the problem by the invention.'" Regarding the Defendant's product 3, however, the Defendant argued that "the one-touch ladder jump function is a function for a general purpose" based on the grounds that "the one-touch ladder jump function is available also in a state where the ladder circuit is displayed without passing through the alarm list function."
  The court did not accept this argument, and recognized that the Defendant's product 3 falls under an indirectly-infringing product under Article 101, paragraph (2) of the Patent Act, while recognizing that other requirements are satisfied. In the first-instance decision, however, the reason why the Defendant's product 3 does not fall under a general-purpose product is not mentioned.

  The second-instance case was disputed based on Corrected Invention 2 after the second correction. Corrected Invention 2 limits the configuration of the "program" of Corrected Invention 1, and the configuration of the last paragraph of Corrected Invention 1 is maintained also in Corrected Invention 2. Thus, also in the second-instance case, the court recognized, like in the first-instance case, that the Defendant's product 3 is "what is essential for solving the problem" for above-described Corrected Invention 2 and that the Defendant's product 3 falls under an indirectly-infringing product under Article 101, paragraph (2) of the Patent Act.
  The second-instance court presented a reason why the Defendant's product 3 does not fall under a general-purpose product in more details than in the first-instance case.

  The reason presented by the second-instance court is as follows.

It is understood that Article 101, paragraph (2) of the Patent Act limits the indirectly-infringing product to a feature component etc. which directly constitutes a unique configuration etc. characterizing a characteristic part of the invention. Regarding the scope of the "component etc.," it should be determined based on the presence of physical or functional integrality, while including observations from a socioeconomic aspect. Even if a member is an existing component etc., if it is manufactured, sold, etc. as what is to be used as a component etc. provided for solving the problem for the invention, it should be interpreted that the member also falls under what is essential for solving the problem for the invention. The reason is as follows: even a feature component etc. is often just a combination of publicly known components etc., and if the application of the indirect infringement is excluded even for what has integrality just because it can be separated formally, the coverage of the provisions of indirect infringement is extremely limited, which is remarkably against the gist of the Patent Act to protect patent right while regarding indirect infringement as patent right infringement.

5. Discussion
  The second-instance decision adheres fundamentally to the judgment in the first-instance case, but is an interesting court precedent presenting the scope of indirect infringement for excluding an indirectly-infringing act before it happens, in that the second-instance court recognized that even a combination of general components or functions corresponds to "what is essential for solving the problem."

End of Document

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